Johnson-Schilling Manufacturing

Rule 506 Compliance Report

Johnson-Schilling Manufacturing

Status: Complete

NOTE: THIS IS A SAMPLE REPORT. ALL DATA IN THIS REPORT IS FICTITIOUS. Johnson-Schilling is a Minnetonka-based manufacturing company specializing in micro- and nano-technology products. Applications of their products span medical, biotech, electronics, and aerospace.

2204 Wayzata Blvd.
Minnetonka, MN 55305

Phone: (612) 585-2934

www.johnson-schillingmfg.com

Key Executives and Shareholders

Applicant - Brian Johnson
Applicant - Jennifer Manchester
Applicant - Michael Schilling

Business Entity Check

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Business Formpass

Business formation validated.

Details

Delaware Corporation. Registered Name: JOHNSON-SCHILLING MFG, INC. No adverse filings found.

Registrationpass
No discrepancies or inconsistencies found.
DetailsClose
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Registered corporation in Minnesota.
Status: Active
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Date of Formationpass
No discrepancies or inconsistencies found.
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4/10/2010
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Other Business Namespass

No discrepancies or inconsistencies found.

Details

Company disclosed and filed multiple business names DBA 1 - Nano Device Manufacturing DBA 2 - JS Mfg Inc.

Other Business Eventsnote

Items of note were found.

Details

Defendant: JOHNSON-SCHILLING MFG INC. Initial Date: 2012-04-16 Update Date: 2012-09-23 Filing Number: SC03612 Filing Group: JG CIVIL JUDGMENT Liability Amount: 23767 Court: OKMUSD1 MUSKOGEE DISTRICT COURT

Summary
Applicant 1
Applicant 2
Applicant 3

Background Check

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Name Verificationpass
Applicant personally identifiable information shows no major inconsistencies.
Positive Identity Authenticationpass
Applicant passed identity validation. Stolen or fictitious identity unlikely.
Alias Searchpass
No discrepancies or inconsistencies found.
DetailsClose
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Alias search performed and used in records research.
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Criminal Records Check

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National Felony Searchwarn

Marginal felony conviction history found.

Details

Applicant disclosed felony conviction: Conviction Type: Felony Conviction Level: State/County Case No: 011903161 Offense Date: 7/7/2000 Conviction Date: 6/9/2001 Description: ASSAULT State: Utah Court: UINTAH, UT - DISTRICT COURT

National Misdemeanor Searchpass
No misdemeanor convictions found.

Regulatory Check

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Patriot Act Checkpass
No items found.
SEC Reg D, Rule 506(d)pass
No items found.
Other Regulatorypass
No items found.

Background Check

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Name Verificationpass
Applicant personally identifiable information shows no major inconsistencies.
Positive Identity Authenticationpass
Applicant passed identity validation. Stolen or fictitious identity unlikely.
Alias Searchpass
No discrepancies or inconsistencies found.
DetailsClose
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Alias search performed and used in records research.
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Criminal Records Check

MORE INFO

National Felony Searchfail

Significant felony conviction history found.

Details

Applicant disclosed felony conviction: Court: UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA Case No.: 07-CR-21754 Date filed: 08/22/2007 Date terminated: 05/29/2008 Count: 1 Citation: 18:1349.F Offense Level: 4 Offense Desc: CONSPIRACY TO COMMIT BANK FRAUD

National Misdemeanor Searchpass
No misdemeanor convictions found.

Regulatory Check

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Patriot Act Checkpass
No items found.

SEC Reg D, Rule 506(d)warn

Discrepancies or inconsistencies found.

Details

Background event(s) may require disclosure per Regulation D, 506 Paragraph (e). Release No. 2885 / December 11, 2008 SEC ADMINISTRATIVE PROCEEDING File No. 3-29781 Respondent "is barred from association with any investment adviser, and is prohibited from serving or acting as an employee, officer, director, member of an advisory board, investment adviser or depositor of, or principal underwriter for, a registered investment company or affiliated person of such investment adviser, depositor, or principal underwriter, with the right to reapply for association after one (1) year to the appropriate self-regulatory organization, or if there is none, to the Commission".

Other Regulatorypass
No items found.

Background Check

MORE INFO

Name Verificationpass
Applicant personally identifiable information shows no major inconsistencies.
Positive Identity Authenticationpass
Applicant passed identity validation. Stolen or fictitious identity unlikely.
Alias Searchnote
Shown for information only.
DetailsClose
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Alias search performed and used in records research.
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Criminal Records Check

MORE INFO

National Felony Searchpass
No felony convictions found.
National Misdemeanor Searchpass
No misdemeanor convictions found.

Regulatory Check

MORE INFO

Patriot Act Checkpass
No items found.
SEC Reg D, Rule 506(d)pass
No items found.

Other Regulatorynote

Items of note were found.

Details

Florida Bar vs Jennifer Manchester
Disbarment
File No(s): 2007-52,307(17A)
 	    2008-57,424(17A)
	    2008-53,598(15C)(FFC)
Date filed: 05/11/2008
Disposition Date: 05/22/2008
Effective Date: 06/01/2008
Supreme Court Case No. SC08-953

Created05/01/2018

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Johnson-Schilling Manufacturing

Rule 506 Compliance Report