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Diligence and Compliance Report - Bad Actor Check
Diligence & Compliance Reports
All You Need to Make an Informed Decision
A custom EarlyIQ Diligence Report eliminates complexity and delivers unprecedented visibility into the background details of your target investment company. Through our proprietary process, we triangulate information from public record, online, offline and self reported information to give stakeholders actionable insight into both the target organization and the team behind it.
Our platform can be be fully integrated with partner sites for a seamless user experience and can be customized to provide deeper levels of information beyond basic compliance requirements to facilitate vetting and curating deal flow by the partners.
CrowdSelectsm - From Rule 506 & Regulation Crowdfunding to Complete Company Diligence...
Choose your level of detail or pick from one of our standard reports. Our core Compliance Report ensures compliance with the Bad Actor disclosure and disqualification requirements in the new Regulation Crowdfunding final rules, while our complete Company Diligence Report offers deep insights about potential deals that go beyond government mandates.
The Company Diligence Report includes additional information about your target investment such as verifications of officer education, past offenses that are not part of a "bad actor" report like bank fraud as well as the elements needed to produce our proprietary TQ Score. A custom EarlyIQ Diligence Report delivers unprecedented visibility into the background details of your target investment company.
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EarlyIQ Diligence and Compliance Reports Offer:
Secure Report Access
Whether you are an investor, entrepreneur, or investment platform partner, EarlyIQ provides credentialed access control, encrypted data, delivered on a secure hosted platform. Learn more about accessing your report. Learn more...
Business Entity Check
As part of every report, EarlyIQ dives into the business entity looking at five dimensions of the startup business. From a due diligence perspective, these five dimensions shine light onto the basics of the business framework. Learn more...
Team Background Check
EarlyIQ Diligence Reports include detailed background checks on each player in the business. From criminal records checking through identification of any civil actions that may exist now or in the past, gaining a detailed understanding of each key executive is a cornerstone of any due diligence effort. Learn more...
Regulatory Check
We're looking for Bad Actors that could disqualify the entire organization from participating in a Reg D 506 or Regulation Crowdfunding transaction. But we don't stop there. We also provide Patriot Act compliance checking through OFAC and other regulatory infraction verification. Learn more...
EarlyIQ TQ Scoretm
The EarlyIQ Transparency Quotient or TQ Scoretm is part of our Complete Diligence Report and is a proprietary metric that is derived from information we gather from our data sources, public and industry data in addition to the startup's self reported data. The triangulation of this data gives a holistic view of the organization. Learn more...
CrowdSelectsm Reports
EarlyIQ currently offers the following reports shown in the table below.
For partners with specific needs, our CrowdSelect service allows you to customize reports.
Contact us for more information.
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Regulatory Compliance |
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| Company Background | ||||
| Business Form and State Registration Check |  |
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| DBA and FKA Check | |
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| Company Civil Record Check | |
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| Individual Identity | ||||
| Legal Name Verification | |
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| Online Positive Identity Authentication | |
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| Criminal Records | ||||
| US National Felony Records | |
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| US National Misdemeanor Records | |
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| US Federal Records | |
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| Civil Records | ||||
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| US Federal and State Tax Lien Records | |
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| US Bankruptcy Records | |
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| US Pending Litigation Records | |
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| Degree Verification | ||||
| Highest Degree Earned - US Institutions | |
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| Regulatory Infractions | ||||
| US Patriot Act Check - OFAC | |
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| SEC Regulation D, Rule 506(d) Bad Actor Check | |
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| Other US Regulatory Actions Check | |
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| Transparency Quotient Score | ||||
| Exclusive EarlyIQ Company TQScore | |
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| Report Access Control | ||||
| Exclusive Viewer Access Control | |
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| Save to PDF | |
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| Encrypted Link and Badge Sharing | |
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| Online Publishing Rights | |
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Custom reports available. Contact us for more information.
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