Name: Steve Sample
Valid on: 01/27/2020
IDENTITY
Identity Confirmed 07/23/2018. Early IQ, Inc. has confirmed the identity of Steve Sample through a secure, multi-step, online authentication process.
Status: Confirmed 07/23/2018
BACKGROUND CHECK
Verified. Early IQ, Inc. has confirmed that the background of Steve Sample has been verified.
Status: Verified
Expires: Apr 01, 2020
More Info
| National Felony Search | Pass | |
| National Misdemeanor Search | Note | Misdemeanor record(s) were found. |
| Other Criminal Info | Pass | |
| Patriot Act Check | Pass | |
| SEC Reg D, Rule 506(d) | Fail | Significant discrepancies or inconsistencies found. |
| Other Regulatory | Note | Items of note were found. |
Potentially Disqualifying Event(s) Found:
11/04/2013: FINRA Suspension - Seven Months
\\ 2/26/2013: FINRA Suspension - Letter
\\ Note: Other disclosures found (CRD# 1111111)