Name: Steve Sample
Valid on: 12/10/2018
IDENTITY
Identity Confirmed 07/23/2018. Early IQ, Inc. has confirmed the identity of Steve Sample through a secure, multi-step, online authentication process.
Status: Confirmed 07/23/2018
ACCREDITED INVESTOR
Verified 10/02/2018. Early IQ, Inc. has confirmed that Steve Sample has been verified as an accredited investor. Provided evidence confirms Steve Sample qualifies as an Accredited Investor as defined by the United States Securities and Exchange Commission, Regulation D Rule 506(c).
Status: Verified
Expires: Jan 02, 2019
Qualified Client
NOTE: Also verified as Qualified Client.
BACKGROUND CHECK
Verified. Early IQ, Inc. has confirmed that the background of Steve Sample has been verified.
Status: Verified
Expires: Feb 08, 2019
More Info
| National Felony Search | Pass | |
| National Misdemeanor Search | Note | Misdemeanor record(s) were found. |
| Other Criminal Info | Pass | |
| Patriot Act Check | Pass | |
| SEC Reg D, Rule 506(d) | Fail | Significant discrepancies or inconsistencies found. |
| Other Regulatory | Note | Items of note were found. |
Potentially Disqualifying Event(s) Found:
11/04/2013: FINRA Suspension - Seven Months
\\ 2/26/2013: FINRA Suspension - Letter
\\ Note: Other disclosures found (CRD# 1111111)